IRB Compliant — University Approved

IRB Interview Consent Form
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A free IRB-compliant interview consent form meeting 45 CFR 46 federal requirements. Used at Penn State, SNHU, UCL, University of Edinburgh, UTS, and more. Fill online and download as PDF or Word instantly.

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IRB INTERVIEW CONSENT FORM — LIVE PREVIEW
Participant Name
Enter participant name above
Study Title
Enter study title above
Principal Investigator
Enter researcher name above
Institution
Enter institution above
IRB Protocol Number
Enter protocol number above

PURPOSE: You are invited to participate in a research interview. The purpose of this study is _______________.

VOLUNTARY: Participation is completely voluntary. You may withdraw at any time without penalty or loss of benefits.

RECORDING: This interview will be audio and/or video recorded.

CONFIDENTIALITY: All responses will be kept fully anonymous. Data will be stored securely and accessible only to the research team.

Participant Signature: _________________________ Date: _________
Researcher Signature: _________________________ Date: _________

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Definition

What Is an IRB and Why Does It Require a Consent Form?

An Institutional Review Board (IRB) is an independent committee required by US federal law to review and approve research involving human subjects before data collection begins. The IRB system was established under 45 CFR 46 (the Common Rule), overseen by the Office for Human Research Protections (OHRP).

Every university and federally-funded research institution in the United States is required to have an IRB. The board reviews research protocols to ensure that participant rights are protected, risks are minimised, and the research meets the ethical principles established by the Belmont Report — respect for persons, beneficence, and justice.

For interview research, the IRB requires a signed informed consent form before any interview takes place. The consent form documents that the participant has been fully informed about the study, understands their rights, and has voluntarily agreed to participate. An informed interview consent form used in IRB-regulated research must include specific elements mandated by 45 CFR 46.116 that a general interview consent form does not require.

ℹ️
Not in the US? UK researchers follow the ESRC Framework for Research Ethics. European researchers follow GDPR and their institution's Ethics Review Committee. The template on this page meets all three frameworks.
Key Difference

IRB Consent Form vs. Standard Interview Consent Form

Element IRB Form Standard Form
Study title & researcher name
IRB protocol number
IRB approval & expiry dates
IRB office contact information
Risks and benefits statement✓ RequiredOptional
Compensation disclosure✓ RequiredOptional
Mandatory reporting obligations✓ Required
Voluntary participation statement
Signature lines

Source: 45 CFR 46.116 — HHS.gov

Before You Begin

Which IRB Review Type Does Your Interview Study Need?

Under 45 CFR 46, interview research falls into one of three review categories. Your review type determines whether a signed IRB consent form is required or whether a waiver may apply.

Lowest Risk

Exempt Review

Most qualitative interview studies with adults on non-sensitive topics qualify for exempt status under Category 2 of 45 CFR 46.104. The IRB still reviews the protocol, but the study is exempt from continuing review. A simple consent form or waiver of documentation may apply, but participants must still be informed.

Moderate Risk

Expedited Review

Studies covering sensitive topics — mental health, criminal behaviour, illegal activities, financial information, or interviews with vulnerable populations — typically require expedited review. A full signed IRB interview consent form is required. This is the most common category for research interview consent forms.

Higher Risk

Full Board Review

Interviews involving prisoners, children, pregnant women, or studies with greater than minimal risk require full board review. A comprehensive informed interview consent form with all 45 CFR 46.116 elements is mandatory. Parent or guardian consent is additionally required for minor participants.

⚠️
Important: Only your institution's IRB can determine the correct review category for your specific study. This guidance is for informational purposes only. Always consult your IRB office before beginning data collection. For official guidance, see the OHRP Human Research Protection Training.
45 CFR 46.116 Requirements

What to Include in an IRB Interview Consent Form

All 13 elements below are required by federal regulations for IRB-approved interview research. Missing any element can result in your protocol being returned by the IRB.

  • IRB Protocol Number, Approval Date & Expiry Date
    Provided by your IRB office after initial protocol submission.
  • IRB Office Contact Information
    Participants must be told who to contact with questions about their rights as research subjects.
  • Principal Investigator Name, Credentials & Department
    Full name, degree, institutional affiliation, and direct contact information.
  • Plain-Language Study Purpose
    Written at an 8th-grade reading level. Avoid technical jargon.
  • Description of Interview Procedures & Duration
    What participants will be asked, how long the interview recording will last, and how data will be used.
  • Statement of Foreseeable Risks
    For most qualitative interview research: "risks are minimal and no greater than those encountered in everyday life."
  • Statement of Benefits
    Direct benefits to participants (if any) and indirect benefits to society or the field.
  • Confidentiality & Data Protection Measures
    Describe storage method, access controls, anonymisation approach, and data retention period. Reference your informed consent obligations.
  • Compensation Disclosure
    State compensation offered, or "You will receive no compensation for participating in this study."
  • Mandatory Reporting Obligations
    Any limits to confidentiality (e.g., duty to report child abuse or imminent harm) must be disclosed upfront.
  • Voluntary Participation & Withdrawal Statement
    Participants must know they can withdraw at any time without penalty or loss of any benefits they are otherwise entitled to.
  • Separate Recording Consent Checkboxes
    Audio recording and video recording must be separate opt-in choices. Participants can consent to participation but decline recording.
  • Participant & Researcher Signature Lines
    Printed name, signature, and date for both participant and researcher. For minor participants, add a parent or guardian signature line.
Federal Source

45 CFR 46 — The Common Rule

The required elements above come directly from 45 CFR 46.116, the section of the federal Common Rule governing informed consent. This regulation was substantially revised in 2018 (the "Revised Common Rule") and applies to all federally-funded research at US institutions.

Non-federally-funded research is not legally required to follow 45 CFR 46, but most universities require compliance regardless of funding source as a condition of institutional accreditation.

FDA-regulated research (clinical trials) follows a parallel but slightly different set of consent requirements under 21 CFR 50.25. For interview-based qualitative research, 45 CFR 46 is the applicable regulation.

Read 45 CFR 46 on HHS.gov ↗
Free Sample

IRB Interview Consent Form — Full Sample Text

Copy the sample below, or download the PDF template for a formatted, ready-to-use version. Adapt the bracketed fields to your specific study.

IRB INTERVIEW CONSENT FORM

Study Title:            [Study Title]
Principal Investigator: [Name, Degree], [Department]
Institution:            [University Name]
IRB Protocol Number:    [XXXXXXXX]
Approval Date:          [Date]  |  Expiry Date: [Date]
PI Contact:             [Email]  |  [Phone]
IRB Office Contact:     [IRB Office Name], [Email], [Phone]

━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━

APPROVAL STATEMENT
This research has been reviewed and approved by the Institutional Review
Board (IRB) of [University Name] under Protocol #[XXXXXXXX]. If you have
questions about your rights as a research participant, contact the IRB
office at [IRB contact information].

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PURPOSE OF RESEARCH
You are invited to participate in a research study examining [research
topic]. The purpose of this study is to [1–2 sentence description of
research aims and significance].

PROCEDURES
If you agree to participate, you will be interviewed for approximately
[duration]. The interview will cover [topic areas]. The interview will be
conducted [format: in person / via Zoom / by phone] and [will / will not]
be recorded.

RISKS
[Describe specific risks, or use:] Risks of participation are minimal and
no greater than those encountered in everyday conversation.

BENEFITS
[State direct and indirect benefits, or:] There are no direct benefits to
you for participating. However, your participation will contribute to
[describe societal or scientific benefit].

CONFIDENTIALITY
Your responses will be kept [anonymous / confidential]. All data will be
[describe storage method]. Only [describe who has access] will have access
to identifiable data. Data will be retained for [retention period] and then
[destroyed / archived].

LIMITS TO CONFIDENTIALITY: [State any mandatory reporting obligations,
e.g., duty to report imminent harm, child abuse, etc., OR state "There are
no limits to confidentiality for this study."]

VOLUNTARY PARTICIPATION
Your participation in this study is completely voluntary. Refusal to
participate will not result in any penalty or loss of benefits to which
you are otherwise entitled. You may discontinue participation at any time
without penalty.

COMPENSATION
[State compensation offered, or:] You will not receive compensation for
participating in this study.

QUESTIONS
If you have questions about this research, contact [PI name] at [contact
information]. For questions about your rights as a research participant or
to report a research-related concern, contact [IRB office name] at [IRB
contact information].

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CONSENT STATEMENT

I have read and understood the information on this form. I have had the
opportunity to ask questions. I understand that my participation is
voluntary and that I may withdraw at any time.

Recording consent (please indicate):
  I agree to be AUDIO recorded:  [ ] Yes   [ ] No
  I agree to be VIDEO recorded:  [ ] Yes   [ ] No

Participant Name (print):  _______________________________
Participant Signature:     _______________________________  Date: __________
Researcher Name (print):   _______________________________
Researcher Signature:      _______________________________  Date: __________
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Step-by-Step Guide

How to Write and Submit an IRB Interview Consent Form

Follow these five steps to create a compliant IRB interview consent form and successfully submit it with your research protocol.

  1. 1

    Determine Your IRB Review Category

    Assess whether your interview study qualifies for exempt review, expedited review, or requires full board review under 45 CFR 46. Your review type determines the level of consent documentation required. Most qualitative interview research falls under exempt or expedited review.

  2. 2

    Include All 13 Required Elements

    Complete all elements listed in the What to Include section above — particularly the IRB protocol number, approval dates, IRB office contact, risks and benefits statement, and separate recording consent checkboxes. Missing elements will cause your protocol to be returned. Compare your draft against your institution's IRB checklist before submission.

  3. 3
  4. 4

    Add Separate Recording Consent Checkboxes

    If your interview will be recorded, include separate yes/no checkboxes for audio recording and video recording. Participants should be able to consent to participation while declining to be recorded. This separation is required by most IRBs and follows best practice guidance from the OHRP. See the sample above for the exact wording.

  5. 5

    Submit Through Your Institution's IRB Portal

    Upload your completed consent form alongside your research protocol through your institution's submission system. Common platforms include IRBNet, Cayuse IRB, IRBIS, and institution-specific portals. See the university-specific guidance below for SNHU, UCL, Penn State, and Edinburgh.

University-Specific Guidance

IRB Interview Consent Form by University

This template is designed to meet the requirements of major universities worldwide. Find your institution below for specific guidance on adapting the form and submitting your protocol.

SNHU Interview Consent Form

Southern New Hampshire University (SNHU) requires all student researchers to submit IRB protocols through the SNHU Center for Academic Excellence. The SNHU interview consent form must include the SNHU IRB protocol number, researcher's SNHU email, and a statement that the study has been reviewed by the SNHU IRB. This template closely mirrors SNHU's current format. Download and replace the institution name with "Southern New Hampshire University."

⬇ Download SNHU-Compatible Template

Penn State IRB Interview Consent Form

Penn State University uses IRBNet for protocol submissions. The Penn State IRB consent form for interview research must reference the applicable Penn State IRB (Penn State has multiple IRBs for different research types). For qualitative interview research, most studies fall under the Social & Behavioral IRB. Templates must include Penn State's required certification language. This template adapts for Penn State with minor language modifications.

⬇ Download Penn State–Compatible Template

UCL Interview Consent Form

University College London (UCL) uses an Ethics Review Committee (REC) rather than a US-style IRB. UCL researchers submit through the UCL Ethics Portal. The UCL interview consent form must reference the UCL Ethics Approval reference number and must comply with UK GDPR data protection requirements. Adapt this template to reference your UCL Ethics reference number instead of an IRB protocol number.

⬇ Download UCL-Compatible Template

University of Edinburgh Interview Consent Form

The University of Edinburgh requires ethics approval through the EASE (Edinburgh Research Ethics Process) for social science and humanities interview research. The University of Edinburgh consent form must include the ethics approval reference number and comply with both UK GDPR and the University's Data Protection Policy. This template provides the required structure — replace the protocol number field with your EASE reference number.

⬇ Download Edinburgh-Compatible Template

UTS Interview Consent Form

The University of Technology Sydney (UTS) requires Human Research Ethics Committee (HREC) approval under the Australian National Statement on Ethical Conduct in Human Research. UTS interview consent forms must include the UTS HREC approval number and comply with the Australian Privacy Act. Adapt this template by replacing "IRB" with "HREC" and adding your UTS ethics approval reference.

⬇ Download UTS-Compatible Template

All Other Universities

This template follows the universal ethical research principles of the Belmont Report — the foundational framework behind all research ethics regulations worldwide, including 45 CFR 46, the UK Policy Framework for Health and Social Care Research, and the Australian National Statement. Regardless of your institution, adapt the template by replacing "[IRB Protocol Number]" with your institution's equivalent reference number and adjusting the institutional contact details.

View all interview consent form samples →
IRB Written Consent

IRB Written Consent for Interview: When Is It Required?

Under 45 CFR 46.117, IRB research generally requires written documentation of informed consent — meaning a signed paper or digital consent form. For interview research, this means participants must sign the IRB interview consent form before the interview begins, and you must retain a copy.

However, the IRB may waive the requirement for written documentation of consent (a "waiver of documentation") in specific circumstances: (1) the research presents no more than minimal risk and involves no procedures that require written consent outside the research context, or (2) the only record linking the participant to the research would be the consent document and the principal risk is a breach of confidentiality.

Even when a waiver of documentation is granted, participants must still receive an information sheet covering all consent elements — only the signature is waived. For online and telephone interviews, many IRBs accept digital signature or email-based consent as equivalent to a written signature.

Always consult your institution's IRB office before assuming a waiver applies. Using this interview consent form template and obtaining a signed copy is always the safest approach.

Related Forms

Other Consent Forms You May Need

FAQ

Frequently Asked Questions About IRB Interview Consent Forms

Common questions about IRB requirements, federal regulations, and university-specific consent form guidance.

An Institutional Review Board (IRB) is an independent committee required by 45 CFR 46 (the Common Rule) and overseen by the Office for Human Research Protections (OHRP) to protect the rights and welfare of human research subjects. It reviews research protocols — including interview studies — to ensure they meet federal and institutional ethical standards before data collection begins. All research involving human subjects at US universities and federally-funded institutions must receive IRB approval.
IRB review is required for most research involving human subjects at universities and federally-funded institutions. Interview studies may qualify for exempt review (Category 2 under 45 CFR 46.104) or expedited review, depending on risk level and topic sensitivity. Whether your study is exempt, expedited, or requires full board review, a signed informed interview consent form is typically still required — though some exempt studies allow a waiver of documentation of consent.
An IRB interview consent form must include specific elements required by 45 CFR 46.116, including: the IRB protocol number and approval dates, IRB office contact information, a statement of risks and benefits, compensation disclosure, and mandatory reporting obligations. A standard interview consent form used outside academic research does not need to meet these federal requirements and can be much simpler.
Yes. Southern New Hampshire University (SNHU) requires students conducting interview research to use IRB-approved consent form templates available through SNHU's Centre for Academic Excellence. The SNHU dissertation interview consent form must include the SNHU IRB protocol number, researcher's SNHU email, and a statement that the study has been reviewed by the SNHU IRB. The template on this page mirrors SNHU's standard requirements and can be downloaded and adapted for SNHU student research projects.
This template covers internationally-recognised ethical research standards. However, UCL uses its own Research Ethics Committee (REC) process rather than a US-style IRB, and the University of Edinburgh requires submission through their EASE ethics portal. Both institutions also require compliance with UK GDPR. Use this template as a starting point and replace the "IRB Protocol Number" field with your institution's ethics approval reference number. Both universities provide ethics checklist guidance on their research services websites.